Caroline Curts Named Chief Compliance Officer of Sand Hill Global Advisors

Caroline Curts Named Chief Compliance Officer of Sand Hill Global Advisors

Sand Hill Global Advisors, a provider of wealth management services in Silicon Valley, announced today that Manager of Client Service, Caroline Curts, CFP®, IACCP®, has been promoted to the role of Chief Compliance Officer.  Ms. Curts will be responsible for overseeing the firm’s compliance with regulatory requirements and coordinating with firm leaders to ensure compliance policies and procedures are adequate and promote the highest standards of ethics and integrity in the firm’s business.

“As Sand Hill continues to expand, putting the interests of our clients first remains the cornerstone of our firm’s culture,” said Brian Dombkowski, Chief Executive Officer.  “Caroline is uniquely suited for this role as she brings an insightful perspective, cultivated from extensive work with our clients as well as advancing our technology and service offering to the next level over her tenure.  I look forward to Caroline playing a key role in continuing to ensure that Sand Hill maintains a culture of compliance, with the utmost integrity, accountability, and excellence as the firm continues to grow and evolve.”

“Sand Hill’s commitment to the fiduciary standard is a key competitive advantage and I am honored to assume this leadership role,” Ms. Curts said.  “In today’s demanding and rapidly evolving environment, our clients expect transparency, execution and a conflict-free approach in their investment portfolios.  I wish to extend my gratitude to Cynthia Lee for her mentorship and guidance during this period of transition and I am committed to maintaining a strong culture of compliance as the complexity of our industry increases.”

Ms. Curts will succeed Ms. Lee as Chief Compliance Officer, who will continue with the firm as Managing Director through 2018 and be of counsel for compliance and operational matters.

Since joining Sand Hill over five years ago, Ms. Curts has served as the Manager of Client Service at the firm.  She was previously a Group Director in the Private Wealth Management division of Morgan Stanley, and prior to that, at Smith Barney.  Ms. Curts earned her BA from the University of California, San Diego, is a CERTIFIED FINANCIAL PLANNERTM professional, an Investment Adviser Certified Compliance Professional, and a Series 65 license holder.

Articles and Commentary

Information provided in written articles are for informational purposes only and should not be considered investment advice. There is a risk of loss from investments in securities, including the risk of loss of principal. The information contained herein reflects Sand Hill Global Advisors' (“SHGA”) views as of the date of publication. Such views are subject to change at any time without notice due to changes in market or economic conditions and may not necessarily come to pass. SHGA does not provide tax or legal advice. To the extent that any material herein concerns tax or legal matters, such information is not intended to be solely relied upon nor used for the purpose of making tax and/or legal decisions without first seeking independent advice from a tax and/or legal professional. SHGA has obtained the information provided herein from various third party sources believed to be reliable but such information is not guaranteed. Certain links in this site connect to other websites maintained by third parties over whom SHGA has no control. SHGA makes no representations as to the accuracy or any other aspect of information contained in other Web Sites. Any forward looking statements or forecasts are based on assumptions and actual results are expected to vary from any such statements or forecasts. No reliance should be placed on any such statements or forecasts when making any investment decision. SHGA is not responsible for the consequences of any decisions or actions taken as a result of information provided in this presentation and does not warrant or guarantee the accuracy or completeness of this information. No part of this material may be (i) copied, photocopied, or duplicated in any form, by any means, or (ii) redistributed without the prior written consent of SHGA.


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